
Rule 3 provides essential definitions used throughout the COLREGs. Key definitions include:
- When
- An unplanned event prevents the vessel from manoeuvring (engine failure, broken rudder, dragging anchor in heavy weather).
- What it says
- Through some exceptional circumstance, the vessel is unable to manoeuvre as required by these Rules.
- What it demands
- Two all-round red lights vertical at night, two black balls by day. She cannot keep out of the way of other vessels.
- Typical failure
- Calling a working vessel NUC because she's restricted — RAM is the correct status when the work itself causes the limitation.
- When
- The vessel's work itself prevents her from manoeuvring as required (cable laying, dredging, mine clearance, replenishment, launching aircraft).
- What it says
- From the nature of her work the vessel is restricted in her ability to manoeuvre as required by these Rules.
- What it demands
- Three all-round vertical lights at night — red / white / red. By day, ball / diamond / ball.
- Typical failure
- Treating any slow or busy ship as RAM. The restriction must come from the work, not from cargo, draught, or weather.
STCW Bridge Watch Lens
Decide applicability before manoeuvring: Rules 4-10 apply in any visibility, Rules 11-18 only when vessels are in sight, and Rule 19 governs radar-only encounters in restricted visibility.
Build the traffic picture with sight, hearing, radar/ARPA and chart context.
Do not let AIS or one isolated bearing replace systematic observation.
After manoeuvring, keep monitoring bearing, range, CPA/TCPA and passing distance until the other vessel is finally past and clear.
Exam Focus
Start every scenario by classifying the encounter: overtaking, head-on, crossing, narrow channel, traffic separation, or restricted visibility.
If two rules seem to conflict, check the order carefully: overtaking duties still apply, and Rule 2 still requires ordinary seamanship.
Key Takeaways
A vessel under sail using its engine is classified as power-driven
Fishing vessels must have apparatus that restricts manoeuvrability
NUC status requires exceptional circumstances preventing manoeuvring
RAM status comes from the nature of the work being performed
Common Mistakes
Classifying a sailing vessel with engine running as a sailing vessel
Confusing NUC with RAM — NUC is exceptional, RAM is work-related
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